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Platform: win10Date: (C)2016-09-23   (M)2018-03-06

Ensure Audit Success for 'Audit Policy: Detailed Tracking: Process Creation' This subcategory reports the creation of a process and the name of the program or user that created it. Note: These events now get audited earlier than in previous versions of Windows. The creation of smss.exe and other early processes is now audited. Default settings that cannot be altered until after Lsass starts. Events for this subcategory include: - 4688: A new process has been created. - 4696: A primary token was assigned to process. Refer to the Microsoft Knowledgebase article 'Description of security events in Windows Vista and in Windows Server 2008' for the most recent information about this setting: http://support.microsoft.com/kb/947226. Counter Measure: Enable Audit policy settings that support the organizational security policy for all the computers in your organization. Identify the components that you need for an audit policy that enables your organization to hold users accountable for their actions while using organizational resources and enables IT departments to detect unauthorized activity efficiently and then track those events in log files. Potential Impact: If no audit settings are configured, or if audit settings are too lax on the computers in your organization, security incidents might not be detected or not enough evidence will be available for network forensic analysis after security incidents occur. However, if audit settings are too severe, critically important entries in the Security log may be obscured by all of the meaningless entries and computer performance and the available amount of data storage may be seriously affected. Companies that operate in certain regulated industries may have legal obligations to log certain events or activities.


Technical Mechanism: (1) GPO: Computer Configuration\Windows Settings\Security Settings\Advanced Audit Policy Configuration\Audit Policies\Detailed Tracking\Audit Policy: Detailed Tracking: Process Creation


Resource IdReference
SCAP Repo OVAL Definitionoval:org.secpod.oval:def:35502

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